Market Participant Groups Cycle, Part 1

Understanding the Dynamics of the Automated Multi-Venue Stock Market


Since a lot of you are very serious about trading, I am going to talk frankly here as I would to my students. I believe this will help you do better in your trading. Of course some of you won’t like it much, but my reason for spending my retirement teaching is to have traders succeed. 

Technical Traders tend to focus on the simpler and basic aspects of stock chart analysis, thus missing the larger picture which would allow them to make higher profits from their trading.

What is most problematic is how the retail news media talks about “investors doing this or that.” To most Technical Traders, it is presented as if everyone in the Stock Market knows and does the same thing at the same time. This is a total misperception based upon misinformation.

There are 9 Market Participant Groups, and hopefully soon a 10th which would be the Semi-Professional Technical Trader. This new group of Technical Traders would be a step up from the Retail Trader, and way above what I call the “Hobby Trader.”

The Securities and Exchange Commission SEC is paying attention. They are seeing that some of the “retail crowd” are indeed working toward becoming highly educated, are beginning to behave as professionals do, and are capable of trading profitably.  It probably would surprise you to learn the success rate of the individual Retail Trader is well, dismal.  Professionals would never make it at such a low level of profitability.  

The SEC is considering allowing those few Technical Traders more latitude than the retail crowd currently is permitted. The SEC strives to protect the uninformed and less informed, from their tendency to chase hypes and scams. It is a tall order.

When looking at any chart as a Techncial Trader, the first question that should come into your mind is “Who is controlling Price?”

In the chart example below who moved price up? Which of the 9 Market Participant Groups made this happen? Who makes this kind of run? Who buys at new All Time Highs? What is going to happen next? 

chart example showing steady run - technitrader

You may think this has nothing to do with being at a 6 figure income as a profitable trader but it does. 

The current Market Participant Groups are the following:

1. Giant Buy Side and Sell Side Institutions
2. Wealthy Individuals, Family Trusts, Sovereign Funds
3.  Professional Traders as Independent, Floor, and Proprietary
4. International Corporations, and Fortune 1000 Corporations
5.  High Frequency Trading Firms HFTs
6.  Mid-sized and Smaller Funds, Small Sovereirgn, Small Foreign Funds, Non-Profit Funds
7.  Retail Traders/Technical Traders
8. Individual Small Lot Retail Investors
9. Odd Lot Investors
TechniTrader Students who are reading this, you already know the answer.  For Readers who are not Students, there are many webinars on the TechniTrader.com site that will provide the answer.

What I am trying to do here is give you more than just something to read. I am trying to teach you what is going to turn the Stock Market from being a rather complicted, or confusing, or volatile seeming place into a logical and more obvious pattern of trend and action.

If you do not know who you are trading with and who is on the opposite side of the trade, then you are at huge risk of losing money no matter what strategy, indicator, or system you use.

Each Market Participant Group uses the following in their cycle of buying and selling:

1.  Different venues. You are in the Retail Trader Group and are basically tied to the Exchanges even though tour broker fills your orders 99% of the time out of their inventories. Dark Pools in Alternative Trading Systems ATS do not even show the orders until after the market closes.
2.  Different order types. Retail Traders usually use Limit Orders, which the Professionals abandoned a long time ago. Some other groups use Time Weighted Average Price TWAP with numerous legs, or Volume Weighted Average Price VWAP orders. The Institutions have so many order types which they can combine to get the desired result, you would be astounded.
3.  Different intent. You want to make a short term profit. The other Market Participant Groups have many reasons to buy or sell, and those reasons are important to understanding how price is behaving and what it will do next. This is NOT predicting, this is understanding the market behavior.
4.  Different speeds of order execution, which is a BIG deal. HFTs trade 60,000 times per minute. Your trade order takes a minute or slightly longer. The Dark Pools wait an average of 10 minutes for their orders to fill and execute.
5.  When and how each group obtains information relevant to the stock price value. Those using Dark Pools are way ahead of everyone else in terms of knowing what is going on with a corporation in which they hold stock. Retail Traders are the last to know so while retail buys, they are selling.
Summary
There are many more variables in the Market Participant Groups cycle, but these are some of the most important ones.  I will tell you and show you, who was in control of price in the next lesson. 

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Trade Wisely,
Martha Stokes CMT


TechniTrader technical analysis using a StockCharts chart, courtesy of StockCharts.com


Chartered Market Technician
Instructor & Developer of TechniTrader Stock and Option Courses
TechniTrader DVDs with every course.

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